-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BGESxtrrRoi76AkemTSkiTdkUWaclgOXfsRQayIYU/KKZ4C2ZC9Z6Oyv9DCAqpuC ylaimOOFFYDQZ2FQeWI21g== 0001104659-05-006233.txt : 20050214 0001104659-05-006233.hdr.sgml : 20050214 20050214141003 ACCESSION NUMBER: 0001104659-05-006233 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050214 DATE AS OF CHANGE: 20050214 GROUP MEMBERS: ALAN G. WALTON GROUP MEMBERS: JEFFREY T. BARNES GROUP MEMBERS: JONATHAN J. FLEMING GROUP MEMBERS: MARK P. CARTHY GROUP MEMBERS: MICHAEL E. LYTTON GROUP MEMBERS: MRNA FUND II LP GROUP MEMBERS: OBP MANAGEMENT IV LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BIOSOURCE INTERNATIONAL INC CENTRAL INDEX KEY: 0000860451 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 770340829 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52879 FILM NUMBER: 05607331 BUSINESS ADDRESS: STREET 1: 542 FLYNN ROAD CITY: CAMARILLO STATE: CA ZIP: 93012 BUSINESS PHONE: 8059870086 MAIL ADDRESS: STREET 1: 542 FLYNN ROAD CITY: CAMARILLO STATE: CA ZIP: 93012 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OXFORD BIOSCIENCE PARTNERS IV LP CENTRAL INDEX KEY: 0001140484 IRS NUMBER: 043556435 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: SUITE 1650 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6173577474 SC 13G/A 1 a05-3330_4sc13ga.htm SC 13G/A

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires:
December 31, 2005

 

SCHEDULE 13G

Estimated average burden hours per response. . 11

 

Under the Securities Exchange Act of 1934
(Amendment No. 
1 )*

 

Biosource International, Inc.

(Name of Issuer)

 

Common Stock, $0.001 Par Value

(Title of Class of Securities)

 

09066H104

(CUSIP Number)

 

December 31, 2004

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

ý

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No.  09066H104

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Oxford Bioscience Partners IV L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0 shares

 

6.

Shared Voting Power 
717,293 shares

 

7.

Sole Dispositive Power 
0 shares

 

8.

Shared Dispositive Power
717,293 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
717,293  shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.51%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

2



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
mRNA Fund II L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0 shares

 

6.

Shared Voting Power 
717,293 shares

 

7.

Sole Dispositive Power 
0 shares

 

8.

Shared Dispositive Power
717,293 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
717,293  shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.51%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

3



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
OBP Management IV L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0 shares

 

6.

Shared Voting Power 
717,293 shares

 

7.

Sole Dispositive Power 
0 shares

 

8.

Shared Dispositive Power
717,293 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
717,293  shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.51%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

4



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Jeffrey T. Barnes

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0 shares

 

6.

Shared Voting Power 
717,293 shares

 

7.

Sole Dispositive Power 
0 shares

 

8.

Shared Dispositive Power
717,293 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
717,293  shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.51%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

5



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Mark P. Carthy

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0 shares

 

6.

Shared Voting Power 
717,293 shares

 

7.

Sole Dispositive Power 
0 shares

 

8.

Shared Dispositive Power
717,293 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
717,293  shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.51%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

6



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Jonathan J. Fleming

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0 shares

 

6.

Shared Voting Power 
717,293 shares

 

7.

Sole Dispositive Power 
0 shares

 

8.

Shared Dispositive Power
717,293 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
717,293  shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.51%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

7



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Michael E. Lytton

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0 shares

 

6.

Shared Voting Power 
717,293 shares

 

7.

Sole Dispositive Power 
0 shares

 

8.

Shared Dispositive Power
717,293 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
717,293  shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.51%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

8



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Alan G. Walton

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0 shares

 

6.

Shared Voting Power 
717,293 shares

 

7.

Sole Dispositive Power 
0 shares

 

8.

Shared Dispositive Power
717,293 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
717,293  shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.51%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

9



 

Schedule 13G

 

NOTE:  This Statement on Schedule 13G is being filed on behalf of: (i) Oxford Bioscience Partners IV L.P., a Delaware limited partnership; (ii) mRNA Fund II L.P., a Delaware limited partnership; (iii) OBP Management IV L.P., a Delaware limited partnership; (iv) Jeffrey T. Barnes; (v) Mark P. Carthy; (vi) Jonathan J. Fleming; (vii) Michael E. Lytton; and (viii) Alan G. Walton.  The following constitutes the Amendment No. 1 to Schedule 13G filed by the undersigned (the “Schedule 13G/A”).  The Schedule 13G is amended and restated as follows:

 

Item 1.

 

(a)

Name of Issuer
Biosource International, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
542 Flynn Rd., Camarillo, CA  93012

 

 

 

 

 

Item 2.

 

 

 

Item 2(a)

 

Item 2(b)

 

Item 2(c)

Name of Person Filing

 

Address

 

Citizenship or
Place of Organization

 

 

 

 

 

Oxford Bioscience Partners
IV L.P. (“Oxford IV”)

 

Oxford Bioscience Partners
222 Berkeley St.
Boston, MA 02116

 

Delaware

mRNA Fund II L.P.
(“mRNA II”)

 

Oxford Bioscience Partners
222 Berkeley St.
Boston, MA 02116

 

Delaware

OBP Management IV L.P.
(“OBP IV”), the general
partner of Oxford IV
and mRNA II

 

Oxford Bioscience Partners
222 Berkeley St.
Boston, MA 02116

 

Delaware

Jeffrey T. Barnes, a general
partner of OBP IV

 

Oxford Bioscience Partners
222 Berkeley St.
Boston, MA 02116

 

United States

Mark P. Carthy, a general
partner of OBP IV

 

Oxford Bioscience Partners
222 Berkeley St.
Boston, MA 02116

 

United States

Jonathan J. Fleming, a
general partner of
OBP IV

 

Oxford Bioscience Partners
222 Berkeley St.
Boston, MA 02116

 

United States

 

10



 

Michael E. Lytton, a general
partner of OBP IV

 

Oxford Bioscience Partners
222 Berkeley St. Boston, MA 02116

 

United States

Alan G. Walton, a general
partner of OBP IV

 

Oxford Bioscience Partners
315 Post Rd. West
Westport, CT 06880

 

United States

 

 

(d)

Title of Class of Securities
Common Stock, $0.001 par value.

 

(e)

CUSIP Number
09066H104

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Not applicable.

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

As of December 31, 2004 each of the following is the owner of record of the number of shares of Common Stock, $0.001 of Biosource International, Inc. set forth next to his or its name:

 

Oxford IV:

710,167 Shares

mRNA II:

7,126 Shares

OBP IV:

0 Shares

Mr. Barnes:

0 Shares

Mr. Carthy:

0 Shares

Mr. Fleming:

0 Shares

Mr. Lytton:

0 Shares

Mr. Walton:

0 Shares

 

 

By virtue of their relationship as affiliated limited partnerships, whose sole general partner shares individual general partners, Oxford IV and mRNA II may be deemed to share voting power and the power to direct the disposition of the shares which each partnership owns of record.  OBP IV (as the general partner of Oxford IV and mRNA II), may also be deemed to own beneficially the shares held of record by Oxford IV and mRNA II.  Each of Messrs. Barnes, Carthy, Fleming, Lytton, and Walton, the individual general partners of OBP IV, may be deemed to own beneficially the shares held by Oxford IV and mRNA II.

 

11



 

(b)

Percent of class:   

 

Oxford IV:

7.51%

mRNA II:

7.51%

OBP IV:

7.51%

Mr. Barnes:

7.51%

Mr. Carthy:

7.51%

Mr. Fleming:

7.51%

Mr. Lytton:

7.51%

Mr. Walton:

7.51%

 

 

The foregoing percentages are calculated based on the 9,556,382  shares of Common Stock reported to be outstanding as of October 29, 2004 in the Quarterly Report on Form 10-Q of Biosource International, Inc. for the quarter ended September 30, 2004 (as adjusted pursuant to Rule 13d 3(d)(1)).

 

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote   

 

Oxford IV:

0 Shares

mRNA II:

0 Shares

OBP IV:

0 Shares

Mr. Barnes:

0 Shares

Mr. Carthy:

0 Shares

Mr. Fleming:

0 Shares

Mr. Lytton:

0 Shares

Mr. Walton:

0 Shares

 

 

 

(ii)

Shared power to vote or to direct the vote    

 

Oxford IV:

717,293 Shares

mRNA II:

717,293 Shares

OBP IV:

717,293 Shares

Mr. Barnes:

717,293 Shares

Mr. Carthy:

717,293 Shares

Mr. Fleming:

717,293 Shares

Mr. Lytton:

717,293 Shares

Mr. Walton:

717,293 Shares

 

 

 

 

 

12



 

 

(iii)

Sole power to dispose or to direct the disposition of   

 

Oxford IV:

0 Shares

mRNA II:

0 Shares

OBP IV:

0 Shares

Mr. Barnes:

0 Shares

Mr. Carthy:

0 Shares

Mr. Fleming:

0 Shares

Mr. Lytton:

0 Shares

Mr. Walton:

0 Shares

 

 

 

(iv)

Shared power to dispose or to direct the disposition of   

 

Oxford IV:

717,293 Shares

mRNA II:

717,293 Shares

OBP IV:

717,293 Shares

Mr. Barnes:

717,293 Shares

Mr. Carthy:

717,293 Shares

Mr. Fleming:

717,293 Shares

Mr. Lytton:

717,293 Shares

Mr. Walton:

717,293 Shares

 

 

Each of Oxford IV, mRNA II, OBP IV, and Messrs. Barnes, Carthy, Fleming, Lytton and Walton expressly disclaims beneficial ownership of any shares of the Common Stock of Biosource International, Inc., except to the extent of his or its pecuniary interest therein and any shares held directly of record.

 

Item 5.

Ownership of Five Percent or Less of a Class

Not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not applicable.  Oxford IV, mRNA II, OBP IV, Messrs. Barnes, Carthy, Fleming, Lytton and Walton expressly disclaim membership in a “group” as used in Rule 13d-1(b)(ii)(J) of the Act.

 

13



 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

Item 10.

Certification

By signing below each of Oxford IV, mRNA II, OBP IV, and Messrs. Barnes, Carthy, Fleming, Lytton and Walton certify that, to the best of its or his knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

14



 

Signature

 

After reasonable inquiry and to the best of his, her or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.  We also hereby agree to file this statement jointly pursuant to the agreement set forth as Exhibit 1.

 

Dated:  February 14, 2005

 

 

 

 

 

OXFORD BIOSCIENCE PARTNERS IV L.P.

 

 

 

 

 

 

 

By:

OBP Management IV L.P., its general partner

 

 

 

 

 

 

 

By:

/s/ Jonathan J. Fleming

 

 

 

Jonathan J. Fleming

 

 

 

General Partner

 

 

 

 

 

 

 

 

 

 

 

MRNA FUND II L.P.

 

 

 

 

 

 

 

By:

OBP Management IV L.P., its general partner

 

 

 

 

 

 

 

By:

/s/ Jonathan J. Fleming

 

 

 

Jonathan J. Fleming

 

 

 

General Partner

 

 

 

 

 

 

 

 

 

 

 

OBP MANAGEMENT IV L.P.

 

 

 

 

 

 

 

By:

/s/ Jonathan J. Fleming

 

 

 

Jonathan J. Fleming

 

 

 

General Partner

 

 

 

 

 

 

 

 

 

 

 

/s/ Jeffrey T. Barnes

 

 

 

Jeffrey T. Barnes

 

 

 

 

 

 

 

 

 

 

 

/s/ Mark P. Carthy

 

 

 

Mark P. Carthy

 

 

 

 

 

 

 

 

 

 

 

/s/ Jonathan J. Fleming

 

 

 

Jonathan J. Fleming

 

 

15



 

 

 

/s/ Michael E. Lytton

 

 

 

Michael E. Lytton

 

 

 

 

 

 

 

 

 

 

 

/s/ Alan G. Walton

 

 

 

Alan G. Walton

 

 

16



 

Index of Exhibits

 

Exhibit 1 - Agreement

 

17



 

Exhibit 1

 

AGREEMENT

 

                Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of Biosource International, Inc.

 

Dated:  February 14, 2005

 

 

 

 

 

OXFORD BIOSCIENCE PARTNERS IV L.P.

 

 

 

 

 

 

 

By:

OBP Management IV L.P., its general partner

 

 

 

 

 

 

 

By:

/s/ Jonathan J. Fleming

 

 

 

Jonathan J. Fleming

 

 

 

General Partner

 

 

 

 

 

 

 

 

 

 

 

MRNA FUND II L.P.

 

 

 

 

 

 

 

By:

OBP Management IV L.P., its general partner

 

 

 

 

 

 

 

By:

/s/ Jonathan J. Fleming

 

 

 

Jonathan J. Fleming

 

 

 

General Partner

 

 

 

 

 

 

 

 

 

 

 

OBP MANAGEMENT IV L.P.

 

 

 

 

 

 

 

By:

/s/ Jonathan J. Fleming

 

 

 

Jonathan J. Fleming

 

 

 

General Partner

 

 

 

 

 

 

 

 

 

 

 

/s/ Jeffrey T. Barnes

 

 

 

Jeffrey T. Barnes

 

 

 

 

 

 

 

 

 

 

 

/s/ Mark P. Carthy

 

 

 

Mark P. Carthy

 

 

18



 

 

 

/s/ Jonathan J. Fleming

 

 

 

Jonathan J. Fleming

 

 

 

 

 

 

 

 

 

 

 

/s/ Michael E. Lytton

 

 

 

Michael E. Lytton

 

 

 

 

 

 

 

 

 

 

 

/s/ Alan G. Walton

 

 

 

Alan G. Walton

 

 

19


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